The Sovereignty Evaluation Framework for Financial Services Industry
What Regulators Demand (And Your Platform Can't Deliver)
Can Your Streaming Platform Pass a Sovereignty Audit?
When your fraud detection system runs on infrastructure you don't control, in jurisdictions you can't verify, with data flows you can't audit, you have a sovereignty violation waiting to be discovered.
With DORA now in effect since January 2025, NIS2 enforced across the EU, and data residency requirements tightening globally, regulators are scrutinizing real-time data processing infrastructure with increasing rigor. Most streaming platforms fail the test. As we argued in Data Sovereignty Is Existential and Most Platforms Treat It Like a Feature, sovereignty is a structural requirement not a feature to be added later.
The Problem: Sovereignty Is an Architecture Issue
Most streaming platform vendors cannot meet FSI sovereignty requirements. This isn't a capability gap: it's an architecture problem.
| Finding | Impact |
|---|---|
| Most platforms are cloud-only architectures | Deployment flexibility sacrificed for convenience |
| Streaming governance is bolted on, not built in | Real-time data flows lack adequate oversight |
| Vendor-managed services cannot prove data residency | Sovereignty requirements remain unmet |
| Security controls were designed for the trusted-network era | Zero Trust architecture gaps persist |
| AI/ML governance treated as an afterthought | EU AI Act compliance at risk |
For a visual breakdown of how vendor-managed platforms create a false sense of control, see The Control Illusion: What Vendor-Managed Platforms Hide.
And for a deeper analysis of why "Zero Trust" has become marketing theater for most vendors, read Zero Trust Theater: Why Most Streaming Platforms Are Pretenders.
What's Inside the Evaluation Framework
This technical guide provides a 26-requirement evaluation framework across five critical sovereignty domains, plus a detailed assessment of how Ververica's architecture addresses each requirement.
- Deployment and Infrastructure
- Data Governance
- Security and Zero Trust
- AI/ML Governance
- Operational Excellence Requirements
For a detailed look at Ververica's deployment models, governance, and Zero Trust architecture, see How Ververica Delivers Sovereignty for Financial Services.
Who Should Use This Framework
- CTOs & VPs of Engineering to evaluate concrete sovereignty requirements
- Chief Architects Identify gaps during platform selection
- Compliance Officers Document due diligence for DORA, NIS2, and GDPR
- Platform Engineers Evaluate technical sovereignty posture
- Procurement and Risk Teams Assess vendor risk and exit strategy
The Cost of Getting It Wrong
Sovereignty gaps in your streaming infrastructure create compounding business risks:
- Regulatory findings that delay projects and consume executive attention
- Supervisory scrutiny that constrains growth and innovation
- Vendor lock-in that erodes negotiating position and increases costs
- Data residency violations with potential fines and reputational damage
- Architecture debt that becomes exponentially expensive to remediate
A framework-based evaluation identifies these gaps before they become audit findings.
-
Quick check: Use the Streaming Sovereignty Checklist for a rapid assessment of your platform's sovereignty posture
-
Full guide: Read the FSI Streaming Sovereignty Pillar Page for a complete decision framework covering governance, deployment freedom, Zero Trust security, and sovereign AI
Gain Access to the Complete Technical Evaluation Framework
Get the full 26-requirement sovereignty evaluation framework with:
- Detailed evaluation criteria for each requirement domain
- Vendor red flags that signal architecture-level sovereignty failures
- Regulatory mapping to DORA, NIS2, GDPR, BCBS 239, and EU AI Act
- Interactive sovereignty audit checklist for vendor comparison
